From SEC to the Probate Court: Targeting Financial Elder Abuse and Securities Fraud
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As reports of financial elder abuse and securities fraud continue to rise, the two increasingly overlap—creating complex challenges for professionals and the clients they serve. Former SEC trial attorney Brent Smyth and probate litigator Jeff Loew will share insights from their experience enforcing these laws and discuss practical approaches to protecting vulnerable clients, pursuing those responsible for financial misconduct, and navigating professional and ethical responsibilities.
AGENDA
5:30 - Networking (cash bar)
6:15 - Dinner Buffet
6:45 - SCCEPC Meeting & Sponsor Recognition
7:00 - Presentation
8:00 - Concluding Remarks
REGISTRATION FEES
Fees are the same for in-person or online attendance.
Premier Members - No Fee (included in annual dues)
Regular Members - $90
First Time Guests - $100
Return Guests - $120
QUESTIONS?
Contact Danielle@SCCEPC.org
This activity has been approved for 1.0 hours of MCLE credit by the State Bar of California. The Santa Clara Estate Planning Council is a State Bar of California approved MCLE provider, MAP Provider #9350.
This program is pending acceptance by the CFP Board for CE credit.
A general certificate of attendance will be provided for others who may be able to apply the program toward their continuing education requirements. This includes Accounting.
